DOE SBIR/STTR FY2019 Phase I Release 2

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This FOA describes two distinct funding opportunities for DOE Small Business Innovation Research (SBIR) and the Small Business Technology Transfer (STTR) programs for Fiscal Year (FY) 2019 Phase I Release 2. Phase I grants resulting from this competition will be made during FY 2019 to small businesses with maximum award sizes of $200,000. The period of performance will depend on the scope of the effort but will not exceed 12 months. Please note that the Phase II grant application will be due approximately 9.5 months after the grant start date, with no exceptions. Grantees that select a Phase I period of performance of 9 months or less will be able to complete their Phase I project prior to submission of their Phase II grant application. Grantees that select a Phase I longer than 9 months will be able to continue R&D after their Phase II application is submitted but will not be able to utilize these results in the preparation of their Phase II application. Phase I is to evaluate, insofar as possible, the scientific or technical merit and feasibility of ideas that appear to have commercial potential and/or substantial application in support of DOE mission research. The grant application should concentrate on research that will contribute to proving scientific or technical feasibility of the approach or concept. Success in a DOE Phase I is a prerequisite to further DOE support in Phase II. O nly awardees issued Phase I grants under this FOA are eligible to submit a Phase II application under the corresponding FY 2020 Phase II FOA , i.e., FY 2020 Phase II Release 2 . Approximately 40% of Phase I awardees submitting a Phase II application will receive a Phase II award. Instructions and eligibility requirements for submitting Phase II grant applications will be posted at a later date on the internet at www.grants.gov . Grant opportunities are announced pursuant to the Small Business Innovation Development Act of 1982 (Public Law 97-219), the Small Business Research and Development Enhancement Act of 1992 (Public Law 102-564), and the SBIR/STTR Reauthorization Act of 2011 (Public Law 112-81). Small businesses (see definition in Section III – Eligibility Information ) with strong research capabilities in science or engineering are encouraged to apply. Some topics may seek manufacturing-related innovations in accordance with Executive Order 13329, “ Encouraging Innovation in Manufacturing .”

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