Crowdfunding Marketplace

2026-11-03

The Marketplace will be expected to provide comprehensive services related to the hosting , execution , and administration of Green Bank ’ s crowdfunding issuances . This shall include , but may not be limited to , the services listed below . Important : Scope Mapping Requirement . Proposers must identify , in a clear table , ( i ) which Scope of Services items they will perform directly , ( ii ) which items they will perform through partners , subcontractors , or affiliates , and ( iii ) the name and role of each proposed partner / subcontractor . The Green Bank reserves the right to select a proposer that proposes multiple partners , or to require changes to the proposed team structure as a condition of award . a . Investor Support and Communications : Provide investor support services , including responding to investor questions in a timely manner and maintaining a clear process for escalations to the Green Bank as appropriate . b . Investor Experience : Host Green Bank issuances on the marketplace and provide an easy investment experience , including investor onboarding , investor communications , and an investor dashboard . The platform must allow investors and the Green Bank to track the offering progress and allow the Green Bank to access real - time offering performance information and answer investor questions or comments . c . Cap Table Management & Data Security : Maintain and manage investment details ensuring personal and investment information is stored accurately and securely . Specifically , Green Liberty Notes have featured different interest rates for different investors , the Green Bank expects to continue this practice and will expect the chosen marketplace to store this information effectively to support an accurate and efficient repayment process . d . Escrow Coordination : Coordinate with an escrow provider to receive and disburse investor funds in a timely manner . e . Administration & Payments : Provide ongoing administrative services , including repayment processing and distribution . Ensure repaid note funds are electronically directed to investors correctly and on time . Prepare and distribute required tax reporting forms ( e . g ., 1099 - int ) and related investor reporting . f . SEC Compliance Support : Provide SEC compliance support . File Form Cs and Form C - ARs to EDGAR on behalf of the Green Bank . Review Form Cs , Green Bank marketing materials , and other communications for alignment with Regulation Crowdfunding . g . Marketing and Platform Visibility : Market Green Bank offerings to investors on the platform and take other steps to maximize the visibility of Green Liberty Notes , including identifying platformbased promotion opportunities ( e . g . email marketing ). Provide analytics and reporting on marketing performance . h . Reinvestment Mechanism : Provide a mechanism for Green Liberty Notes investors to reinvest their proceeds into a new Green Bank offering , with a particular focus on reducing the associated friction while maintaining compliance with applicable securities laws . i . Foundation Participation / Capital Mobilization : Support the Green Bank ’ s efforts to mobilize foundation and philanthropic capital into Green Bank investments , including ( as applicable ) enabling program - related investments (“ PRIs ”), mission - related investments (“ MRIs ”), matching investments and / or other foundation - aligned structures . Proposers should describe the platform ’ s ability to support foundation participation , including workflows for onboarding institutional investors , executing commitments , and reporting . j . Platform Innovation : Describe the marketplace ’ s ability to implement software updates and improvements aligned with Green Bank goals . Specific updates could include , but are not limited to : • A mechanism for investors to donate a portion of their earned interest ; • Working with foundations to participate in Green Liberty Notes raises , including the ability to “ match ” investments ; • Create an opportunity for the Green Bank to note or celebrate investors who reside in the community that is benefitting from the Green Bank investment supporting the issuance ; • Providing “ white label ” branding for Green Liberty Notes through the marketplace website

Connecticut

2026-03-27